US REGULATORY COMPLIANCE
FULL LIST OF SERVICES
Legal Guidance to Navigate U.S. Compliance Risks and Build Operational Resilience
Operating in or expanding into the United States brings with it a complex and evolving regulatory landscape. From industry-specific analysis and requirements to broader obligations around Data Protection, Governance, and Sustainability, compliance is no longer just about avoiding penalties—it’s a core part of protecting your business and building long-term value as you move across the Atlantic.
Abrams Law works with organisations across regulated sectors to meet U.S. compliance requirements confidently and proactively. Our role is not just to respond to problems, but to help you build systems that withstand scrutiny and promote responsible growth.
Why U.S. Regulatory Compliance Is Business-Critical
The U.S. regulatory environment is layered, fast-changing, and heavily enforced. Whether you’re launching a U.S. subsidiary, flipping to a U.S. ownership structure (known as the “Delaware Flip”) entering into new partnerships, or scaling your operations, regulatory oversight will play a significant role in shaping your commercial activities.
Risks that businesses commonly face include:
- Fines and criminal penalties for breach of U.S. Federal or State law
- Reputational damage from non-compliance or the adverse publicity of an investigation
- Business disruption following regulatory intervention
- Loss of licences or trading privileges
- Civil or criminal liability for Directors or Officers
U.S. enforcement agencies—such as the SEC, DOJ, FTC, FINCEN and state-level bodies—have significant powers, and compliance failures can result in far-reaching consequences.
Our Regulatory Compliance Legal Services
We advise UK and European clients with U.S. operations, helping them to understand and meet relevant compliance requirements, both sector-specific and cross-cutting. Our support ranges from strategic planning to reactive remediation.
1. Regulatory Risk Assessments
Our first step is often to assess your current exposure. We provide:
- Reviews of existing compliance systems and internal controls
- Gap analysis against U.S. legal and regulatory requirements
- Jurisdictional risk mapping (federal and state level)
- Red flag reviews and U.S. legal opinions for commercial partnerships, contracts, investments or M&A
This initial work provides the foundation for a clear, prioritised compliance plan.
2. Framework Building and Policy Development
We help businesses develop and implement compliance frameworks suited to their size, industry, and operating model. This includes:
- Compliance manuals and policies tailored to U.S. laws
- Risk management frameworks and internal escalation procedures
- Employee training and whistleblower protections
- Board and executive responsibilities under U.S. law
- Integration with UK and EU compliance systems for global oversight
Our goal is to ensure your compliance programme is practical, scalable, and aligned with U.S. expectations.
3. Sector-Specific Regulatory Advice
We provide detailed legal guidance for clients in regulated sectors including:
- Financial services: SEC, FINRA, and anti-money laundering (AML) compliance
- Healthcare and life sciences: FDA and HIPAA requirements
- Technology and data: Cybersecurity laws, data privacy (CCPA), and export control
- Consumer products: Labelling, advertising, “Made In the USA” guidelines and environmental compliance
- E-commerce: Sales tax rules, platform terms, and payment regulations
We stay current with regulatory trends and help clients anticipate future obligations before they become risks.
4. Incident Response and Remediation
In the event of a breach, investigation, or internal failure, we provide urgent legal support to:
- Conduct internal investigations
- Liaise with U.S. regulators and external counsel
- Advise on voluntary disclosures or enforcement defence
- Implement remedial measures and corrective actions
- Support with public and stakeholder communication
We act swiftly to contain damage, manage reputational impact, provide strategic advice and bring your business back into compliance.
5. Ongoing Legal Monitoring and Advisory
Regulatory compliance is not a one-off task—it’s an ongoing responsibility. We offer:
- Legal horizon scanning and alerts on relevant changes
- Reviews of compliance documentation
- Strategic advice on how regulation affects expansion or M&A
- Integration of compliance with ESG and governance reporting
Our team becomes an extension of yours, providing reassurance and strategic clarity as regulations evolve.
Who We Work With
We advise:
- UK and European companies operating or expanding into the U.S.
- Regulated businesses in finance, healthcare, tech, consumer goods, and energy
- In-house legal, compliance, and risk teams
- Start-ups and scale-ups preparing for investment or regulatory audits
- Boards and directors requiring personal liability guidance under U.S. law
We also support law firms and consultancies that need U.S. compliance advice for their clients.
Why Choose Abrams Law for U.S. Regulatory Compliance
- Dual-Jurisdiction Legal Expertise: Our lawyers are qualified in both the U.S. and UK, enabling us to bridge regulatory frameworks and advise with cross-border clarity.
- Practical and Strategic: We go beyond legal interpretation—helping you integrate compliance into daily operations without slowing business down.
- Responsive and Risk-Focused: We act quickly when issues arise, helping you reduce exposure and take control of the narrative.
- Industry Insight: We stay close to regulatory developments and sector-specific obligations, giving our clients a competitive edge.
- Reputation Protection: We understand the reputational implications of compliance and work to safeguard your brand at all times.
We view regulatory compliance as an opportunity—not a burden—to build trust, improve resilience, and unlock long-term value.
Let’s Build a Stronger Compliance Framework for Your U.S. Business
Whether you’re proactively building your U.S. compliance programme or responding to a specific risk, Abrams Law can help.
Contact us today to speak with a U.S. legal and compliance advisor.
US Regulatory Compliance Lawyer Service FAQs
Which compliance risks do you help businesses address?
We cover data protection, governance, sustainability, AML/KYC, industry regulations, and cross‑border compliance frameworks.
Do you conduct regulatory risk assessments?
Yes—we perform gap analyses, jurisdictional risk mapping, red‑flag reviews, and legal opinions for partnerships or M&A.
Can you build compliance frameworks?
Yes—we design policies, escalation protocols, training, and whistleblower systems aligned with U.S. regulation and UK/EU systems.
Do you support specific industries?
Yes—we advise in financial services (SEC, FINRA, AML), healthcare (FDA, HIPAA), tech (CCPA, cybersecurity), consumer goods, and e‑commerce domains.
What about breach response services?
We provide incident response, regulatory liaison, voluntary disclosures, remediation planning, and public communication support.